-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2aT/ERu65BTPzjY5yD1aOYH6HdF4oEIyVIFpMqbM/ONCeJZTiL8WlooY+yxS07H v9ydCUmlhYaQTBxMyjJ8CA== 0001144204-08-033896.txt : 20080605 0001144204-08-033896.hdr.sgml : 20080605 20080605171834 ACCESSION NUMBER: 0001144204-08-033896 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 GROUP MEMBERS: JOSHUA LANDES GROUP MEMBERS: NELSON OBUS GROUP MEMBERS: WYNNEFIELD CAPITAL MANAGEMENT, LLC GROUP MEMBERS: WYNNEFIELD CAPITAL, INC. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I GROUP MEMBERS: WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pet DRx CORP CENTRAL INDEX KEY: 0001331931 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 562517815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81685 FILM NUMBER: 08883816 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 703-448-7688 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: Echo Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20050630 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2127600814 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 SC 13G/A 1 v116669_sc13ga.htm

SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D. C. 20549
 
SCHEDULE 13G/A
(Rule 13-d-102)

(Amendment No. 1)

Pet DRx Corporation

(Name of Issuer)
 
Common Stock, $.0001 Par Value Per Share

 (Title of Class of Securities)
 
27876C107

 (CUSIP Number of Class of Securities)
 
May 28, 2008

 (Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o RULE 13d-1(b)
x RULE 13d-1(c)
o RULE 13d-1(d)
 

 
CUSIP NO. 27876C107
Page 2 of 11
   
1)
Name of Reporting Person
 
Wynnefield Partners Small Cap Value, L.P.
 
2)
Check The Appropriate Box If A Member Of A Group (See Instructions)
 
(a) o
(b) xReporting person is affiliated with other persons
 
3)
SEC Use Only
 
 
4)
Citizenship Or Place Of Organization:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
740,444 Shares
Shared Voting Power
0

Sole Dispositive Power:
740,444 Shares
Shared Dispositive Power
0
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
740,444 Shares
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
3.1%
12)
Type of Reporting Person (See Instructions)
PN
 
 

 
CUSIP NO. 27876C107
Page 3 of 11
   
1)
Name of Reporting Person
 
Wynnefield Partners Small Cap Value, L.P. I
 
2)
Check the Appropriate Box If a Member of a Group (See Instructions)
 
(a) o
(b) xReporting person is affiliated with other persons
 
3)
SEC USE ONLY
 
 
4)
Citizenship or Place of Organization:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
1,030,174 Shares

Shared Voting Power
 

Sole Dispositive Power:
1,030,174 Shares

Shared Dispositive Power
 
9)
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,030,174 Shares
10)
Check Box If the Aggregate Amount In Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
4.3%
12)
Type of Reporting Person
PN
 
 

 
CUSIP NO. 27876C107
Page 4 of 11
   
1)
Name of Reporting Person
 
Wynnefield Small Cap Value Offshore Fund, Ltd
 
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
(b) xReporting person is affiliated with other persons
 
3)
SEC USE ONLY
 
 
4)
Citizenship or Place of Organization:
 
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
1,077,285 Shares

Shared Voting Power
 

Sole Dispositive Power:
1,077,285 Shares

Shared Dispositive Power
 
9)
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,077,285 Shares
10)
Check Box If the Aggregate Amount In Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
4.4%
12)
Type of Reporting Person (See Instructions)
CO
 
 

 
 
CUSIP NO. 27876C107
Page 5 of 11
 
 
 
1)
Name of Reporting Person
 
Wynnefield Capital Management, LLC
 
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) o
(b) x  Reporting person is affiliated with other persons  
 
3)
SEC USE ONLY
 
 
4)
Citizenship or Place of Organization:
 
New York
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
1,770,618 Shares (1)

Shared Voting Power
 

Sole Dispositive Power:
1,770,618 Shares (1)

Shared Dispositive Power
 
9)
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,770,618 Shares (1)
10)
Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
7.2% (1)
12)
Type of Reporting Person: OO (Limited Liability Company)
 

(1) Wynnefield Capital Management, LLC holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. and Wynnefield Partners Small Cap Value, L.P. I.
 

 
CUSIP NO. 27876C107
Page 6 of 11
 
 
 
1)
Name of Reporting Person
 
Wynnefield Capital, Inc.
 
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) o
(b) x  Reporting person is affiliated with other persons  
 
3)
SEC USE ONLY
 
 
4)
Citizenship or Place of Organization:
 
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
1,077,285 Shares (1)

Shared Voting Power
 

Sole Dispositive Power:
1,077,285 Shares (1)

Shared Dispositive Power
 
9)
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,077,285 Shares (1)
10)
Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
4.4% (1)
12)
Type of Reporting Person (See Instructions) CO
 

(1) Wynnefield Capital, Inc. holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd.
 

 
CUSIP NO. 27876C107
Page 7 of 11
 
 
 
1)
Name of Reporting Person
 
Nelson Obus
 
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) o
(b) x  Reporting person is affiliated with other persons  
 
3)
SEC Use Only
 
 
4)
Citizenship Or Place Of Organization:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
2,847,903 Shares (1)

Shared Voting Power
0

Sole Dispositive Power:
2,847,903 Shares (1)

Shared Dispositive Power
0
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
2,847,903 Shares (1)
10)
Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
11.3%
12)
Type of Reporting Person (See Instructions) PN
 

(1) Mr. Obus may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd, because he is a co-managing member of Wynnefield Capital Management, LLC and an executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment by Mr. Obus, and the inclusion of information herein and therein with respect to Mr. Obus, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Obus disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.
 

 
CUSIP NO. 27876C107
Page 8 of 11
 
 
 
1)
Name of Reporting Person
 
Joshua Landes
 
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) o
(b) x  Reporting person is affiliated with other persons  
 
3)
SEC Use Only
 
 
4)
Citizenship Or Place Of Organization:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
 
 
5)

 
6)
 
 
7)
 
 
8)
 
Sole Voting Power:
2,847,903 Shares (1)

Shared Voting Power
0

Sole Dispositive Power:
2,847,903 Shares (1)

Shared Dispositive Power
0
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
2,847,903 Shares (1)
10)
Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
 
o
11)
Percent of Class Represented by Amount in Row (9):
11.3%
12)
Type of Reporting Person (See Instructions) PN
 

(1) Mr. Landes may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd, because he is a co-managing member of Wynnefield Capital Management, LLC and an executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment by Mr. Landes, and the inclusion of information herein and therein with respect to Mr. Landes, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Landes disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.
 

 
Page 9 of 11
ITEM 1(a). Name of Issuer:
Pet DRx Corporation
 
ITEM 1(b). Address of Issuer's Principal Executive Offices:

8000 Towers Crescent Drive, Suite 1300
Vienna, VA 22182
________________________________________________
 
ITEM 2(a). Names of Persons Filing:

Wynnefield Partners Small Cap Value, L.P. ("Partners")
________________________________________________
Wynnefield Partners Small Cap Value, L.P. I ("Partners I")
________________________________________________
Wynnefield Small Cap Value Offshore Fund, Ltd. ("Fund")
________________________________________________
Wynnefield Capital Management, LLC ("WCM")
________________________________________________
Wynnefield Capital, Inc. ("WCI")
________________________________________________
Nelson Obus
________________________________________________
Joshua Landes
________________________________________________

ITEM 2(b). Address of Principal Business Office Or, If None, Residence:

450 Seventh Avenue, Suite 509, New York, New York 10123
________________________________________________
 
ITEM 2(c). Citizenship:

Partners and Partners I are Delaware limited partnerships
________________________________________________
Fund and WCI are Cayman Islands companies
________________________________________________
WCM is a New York limited liability company
________________________________________________
Mr. Obus is a United States citizen
________________________________________________
Mr. Landes is a United States citizen
________________________________________________


 
Page 10 of 11
ITEM 2(d). Title of Class of Securities:

Common Stock, $.0001 Par Value Per Share
________________________________________________
 
ITEM 2(e). CUSIP Number:  27876C107

ITEM 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is:

None of the reporting persons is an entity specified in Rule 13d-1(b)(1)(ii).

ITEM 4. Ownership:

(a) Amount beneficially owned by all reporting persons: 2,847,903 Shares

(b) Percent of class: 11.3% of Common Stock.

(c) Number of shares as to which the reporting persons have:
(i) sole power to vote or to direct the vote:
2,847,903 Shares
(ii) shared power to vote or to direct the vote:
 
(iii) sole power to dispose or to direct the disposition:
2,847,903 Shares
(iv) shared power to dispose or to direct the disposition:

ITEM 5. Ownership of five percent or less of a class.

Not applicable.
 
ITEM 6. Ownership of more than five percent on behalf of another person.

Not applicable.
 
ITEM 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company.

Not applicable.
 
ITEM 8. Identification and classification of members of the group.

See Item 2.
 
ITEM 9. Notice of dissolution of group.

Not applicable.
 

 
Page 11 of 11
 
ITEM 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection or as a participant in any transaction having that purpose or effect.
 
Dated: June 4, 2008
         
           
 
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P.
 
     
 
By:
  Wynnefield Capital Management, LLC,  
 
 
General Partner  
           
     
By:
 /s/ Nelson Obus
 
       
Nelson Obus, Managing Member
 
           
 
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I
 
     
 
By:
  Wynnefield Capital Management, LLC,  
 
 
General Partner   
           
     
By:
 /s/ Nelson Obus
 
       
Nelson Obus, Managing Member
 
           
 
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD.
 
     
 
By:
  Wynnefield Capital, Inc.  
           
     
By:
 /s/ Nelson Obus
 
       
Nelson Obus, President
 
 
 
WYNNEFIELD CAPITAL MANAGEMENT, LLC
 
       
 
By:
 /s/ Nelson Obus
 
   
Nelson Obus, Managing Member
 
     
 
WYNNEFIELD CAPITAL, INC.
 
       
 
By:
 /s/ Nelson Obus
 
   
Nelson Obus, President
 
     
 
  /s/ Nelson Obus
 
 
  Nelson Obus, Individually
 
       
 
  /s/ Joshua Landes
 
 
  Joshua Landes, Individually
 
 

 
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